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Novatus Global

Assured Regulatory Compliance

ACROSS ALL REPORTING REGIMES

In today’s fast-paced global financial markets, keeping up with diverse and ever-changing regulatory compliance obligations is a constant headache for financial firms.

At a time when you must keep a laser focus on operational efficiency and business performance, maintaining regulatory compliance without the benefit of expert advice and specialist solutions can be an even greater challenge.

100%

of Fields & Trades

100%

of Global Reporting Regimes

PROUD TO ADVISE

Experience led, technology-enabled

Being regulatory compliant with constantly evolving obligations globally is challenging enough. Fixing compliance breaches is much harder. That’s where we come in.

As your expert advisor and technology partner we help you navigate effectively through the complex global regulatory compliance landscape and meet all of your mandatory reporting obligations.

Why choose Novatus Global?

Challenges of Traditional Reconciliation Processes

Reconciliation with
Novatus En:ACT

Advisory Services

ESG/SUSTAINABILITY
Complete ESG solutions, from strategy to embedding best practice at a functional level and large operational initiatives.

By working directly with regulators and market peers, we are able to provide our clients with an alternative to resourcing ESG projects internally. We have demonstrable experience of the tangible benefits that can be realised by firms if they partner with the right advisor.
TRANSACTIONS/TRADE REPORTING
Transaction and Trade Reporting is an enormous challenge for every [reporting-eligible] financial markets participant, not least because of the range and diversity of mandatory obligations in and between global reporting regimes.

Our dedicated and expert transaction/trade reporting consultants, and specialist service delivery teams, support every aspect of the end to end transaction lifecycle, pre to post trade, across all assets and reporting regimes.
RISK MANAGEMENT
Often seen as a cost centre rather than a value generator, effective risk management can add considerable value to any organisation.

By working directly with regulators and industry peers, we deliver cross-enterprise risk management efficiencies and practices that extend beyond regulatory obligations to contribute directly to your business success.
OPERATIONAL RESILIENCE
Demonstrable operational resilience is an imperative for financial institutions.

By March 2025, every firm subject to UK PRA and FCA joint legislation must be ready to demonstrate ‘full operational resilience’ or face hefty fines. Yet many financial firms have yet to act to meet mandatory operational resilience obligations.

Our Operational Resilience and Digital Operational Resilience (DORA) programmes and service help you meet these new requirements.
COMPLIANCE
Managing the complexity and burden of regulatory compliance is an enormous challenge in terms of costs and resources.

In an ideal world, your firm would have a large team of inhouse specialists focused on meeting ever-changing and complex compliance needs.

Since this is typically not the reality, our complete Compliance solutions range from strategic direction to embedding best practice at a functional level.
AUTHORISATIONS
It has never been more difficult for financial firms to achieve FCA authorisation.

In 2021, for example, only 7% of authorisations were accepted; in 2022 this rose to 20% - still a high fail rate. Experts on authorisations processes, we have a 100% success rate working with banks, asset managers and crypto asset firms to achieve regulatory authorisation.
ESG/SUSTAINABILITY
Complete ESG solutions, from strategy to embedding best practice at a functional level and large operational initiatives.

By working directly with regulators and market peers, we are able to provide our clients with an alternative to resourcing ESG projects internally. We have demonstrable experience of the tangible benefits that can be realised by firms if they partner with the right advisor.
TRANSACTIONS/TRADE REPORTING
Transaction and Trade Reporting is an enormous challenge for every [reporting-eligible] financial markets participant, not least because of the range and diversity of mandatory obligations in and between global reporting regimes.

Our dedicated and expert transaction/trade reporting consultants, and specialist service delivery teams, support every aspect of the end to end transaction lifecycle, pre to post trade, across all assets and reporting regimes.
RISK MANAGEMENT
Often seen as a cost centre rather than a value generator, effective risk management can add considerable value to any organisation.

By working directly with regulators and industry peers, we deliver cross-enterprise risk management efficiencies and practices that extend beyond regulatory obligations to contribute directly to your business success.
OPERATIONAL RESILIENCE
Demonstrable operational resilience is an imperative for financial institutions.

By March 2025, every firm subject to UK PRA and FCA joint legislation must be ready to demonstrate ‘full operational resilience’ or face hefty fines. Yet many financial firms have yet to act to meet mandatory operational resilience obligations.

Our Operational Resilience and Digital Operational Resilience (DORA) programmes and service help you meet these new requirements.
COMPLIANCE
Managing the complexity and burden of regulatory compliance is an enormous challenge in terms of costs and resources.

In an ideal world, your firm would have a large team of inhouse specialists focused on meeting ever-changing and complex compliance needs.

Since this is typically not the reality, our complete Compliance solutions range from strategic direction to embedding best practice at a functional level.
AUTHORISATIONS
It has never been more difficult for financial firms to achieve FCA authorisation.

In 2021, for example, only 7% of authorisations were accepted; in 2022 this rose to 20% - still a high fail rate. Experts on authorisations processes, we have a 100% success rate working with banks, asset managers and crypto asset firms to achieve regulatory authorisation.
ESG/SUSTAINABILITY
Complete ESG solutions, from strategy to embedding best practice at a functional level and large operational initiatives.

By working directly with regulators and market peers, we are able to provide our clients with an alternative to resourcing ESG projects internally. We have demonstrable experience of the tangible benefits that can be realised by firms if they partner with the right advisor.
TRANSACTIONS/TRADE REPORTING
Transaction and Trade Reporting is an enormous challenge for every [reporting-eligible] financial markets participant, not least because of the range and diversity of mandatory obligations in and between global reporting regimes.

Our dedicated and expert transaction/trade reporting consultants, and specialist service delivery teams, support every aspect of the end to end transaction lifecycle, pre to post trade, across all assets and reporting regimes.
RISK MANAGEMENT
Often seen as a cost centre rather than a value generator, effective risk management can add considerable value to any organisation.

By working directly with regulators and industry peers, we deliver cross-enterprise risk management efficiencies and practices that extend beyond regulatory obligations to contribute directly to your business success.
OPERATIONAL RESILIENCE
Demonstrable operational resilience is an imperative for financial institutions.

By March 2025, every firm subject to UK PRA and FCA joint legislation must be ready to demonstrate ‘full operational resilience’ or face hefty fines. Yet many financial firms have yet to act to meet mandatory operational resilience obligations.

Our Operational Resilience and Digital Operational Resilience (DORA) programmes and service help you meet these new requirements.
COMPLIANCE
Managing the complexity and burden of regulatory compliance is an enormous challenge in terms of costs and resources.

In an ideal world, your firm would have a large team of inhouse specialists focused on meeting ever-changing and complex compliance needs.

Since this is typically not the reality, our complete Compliance solutions range from strategic direction to embedding best practice at a functional level.
AUTHORISATIONS
It has never been more difficult for financial firms to achieve FCA authorisation.

In 2021, for example, only 7% of authorisations were accepted; in 2022 this rose to 20% - still a high fail rate. Experts on authorisations processes, we have a 100% success rate working with banks, asset managers and crypto asset firms to achieve regulatory authorisation.
ESG/SUSTAINABILITY
Complete ESG solutions, from strategy to embedding best practice at a functional level and large operational initiatives.

By working directly with regulators and market peers, we are able to provide our clients with an alternative to resourcing ESG projects internally. We have demonstrable experience of the tangible benefits that can be realised by firms if they partner with the right advisor.
TRANSACTIONS/TRADE REPORTING
Transaction and Trade Reporting is an enormous challenge for every [reporting-eligible] financial markets participant, not least because of the range and diversity of mandatory obligations in and between global reporting regimes.

Our dedicated and expert transaction/trade reporting consultants, and specialist service delivery teams, support every aspect of the end to end transaction lifecycle, pre to post trade, across all assets and reporting regimes.
RISK MANAGEMENT
Often seen as a cost centre rather than a value generator, effective risk management can add considerable value to any organisation.

By working directly with regulators and industry peers, we deliver cross-enterprise risk management efficiencies and practices that extend beyond regulatory obligations to contribute directly to your business success.
OPERATIONAL RESILIENCE
Demonstrable operational resilience is an imperative for financial institutions.

By March 2025, every firm subject to UK PRA and FCA joint legislation must be ready to demonstrate ‘full operational resilience’ or face hefty fines. Yet many financial firms have yet to act to meet mandatory operational resilience obligations.

Our Operational Resilience and Digital Operational Resilience (DORA) programmes and service help you meet these new requirements.
COMPLIANCE
Managing the complexity and burden of regulatory compliance is an enormous challenge in terms of costs and resources.

In an ideal world, your firm would have a large team of inhouse specialists focused on meeting ever-changing and complex compliance needs.

Since this is typically not the reality, our complete Compliance solutions range from strategic direction to embedding best practice at a functional level.
AUTHORISATIONS
It has never been more difficult for financial firms to achieve FCA authorisation.

In 2021, for example, only 7% of authorisations were accepted; in 2022 this rose to 20% - still a high fail rate. Experts on authorisations processes, we have a 100% success rate working with banks, asset managers and crypto asset firms to achieve regulatory authorisation.

Meet the Novatus Global team

  • Francis Stroudley

    Head of Transaction Reporting

    Leading Novatus' Transaction Reporting with 10+ years' regulatory consultancy, previously at EY and Lloyds Banking Group.

  • Hugo Warner

    Head of Risk Advisory

    Risk Practice leader with 10+ years in finance, CFA qualified. Formerly senior at Vanguard, led IFPR/ICARA programs.

  • Nick Baker

    Chairman

    25 years in strategic consulting and fintech, co-founded Alpha Financial Markets, leading its growth to IPO on London AIM in 2017.

  • Andrew Hedley

    Partner

    Risk and ESG Practice Partner with 20+ years' experience in senior roles, including Group CRO and Head of Front Office Risk.

  • Matthew Ranson

    Partner

    Regulatory Advisory and RegTech Partner, with 18+ years experience in global banks, asset management, and transaction reporting.

  • Will Basnett

    Head of Advisory

    Head of Advisory with 14 years, led major projects, transformed Asset Management sector, extensive consulting background.

  • Michael Bergstrom

    Head of RegTech Development

    CFA-certified leader at Novatus, developed RegTech tool, led reconciliation tools, and front-office risk expertise from Vanguard.

  • Coralie Nelson

    Head of ESG Advisory

    Leads Novatus ESG Advisory, directed global insurers, asset managers, and a FTSE 250 company in ESG strategies.

Our Awards

London(UK)

60-62 Margaret Street
London W1W 8TF

Sydney(Australia)

Level 3, 478 George Street
Sydney NSW 2000

info@novatus.global
020 3405 9207

Get in Touch

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