Professional Services

Compliance

Empower your business with our tailored compliance services, delivering peace of mind and regulatory excellence.

Expert Compliance Solutions

We are a boutique specialist consulting firm offering expert solutions in compliance. Our highly specialised team comprises former Chief Compliance Officers and Heads of Compliance from major banks, asset managers, and insurers, as well as former regulators and consultants from renowned firms like the Big 4, Accenture and Alpha FMC. With extensive experience leading major programmes for firms of all sizes across financial services, our team brings unparalleled expertise and insights to every compliance project.

We provide comprehensive compliance services tailored to meet the specific needs of each client. Whether you’re looking to enhance your compliance framework, implement robust compliance policies and procedures, or address regulatory challenges, our team has the knowledge and experience to support you every step of the way.

Our compliance solutions are designed to help organisations navigate the ever-changing regulatory landscape with confidence. From compliance risk assessments and gap analyses to compliance monitoring and training, we help our clients mitigate compliance risks and ensure adherence to regulatory requirements.

Partner with us for expert guidance and practical solutions that enable you to meet your compliance obligations efficiently and effectively. Contact us today to learn more about how we can help you navigate the complexities of compliance and drive sustainable success for your business.

Solutions:

Strategy

Development of compliance strategies aligned with business goals and regulatory requirements
Assessment of regulatory landscape and emerging trends to inform compliance strategy
Integration of compliance considerations into overall business strategy and operations

Compliance Frameworks

Design and implementation of robust compliance frameworks tailored to client needs
Review and enhancement of existing compliance frameworks to ensure effectiveness
Documentation of policies, procedures, and controls to support compliance efforts

Regulatory Implementation

Assistance with regulatory change management, including impact assessments and gap analysis
Interpretation of regulatory requirements and guidance for implementation
Development and rollout of compliance training programs for staff

Remediation

Conducting compliance reviews and assessments to identify gaps and issues
Development and execution of remediation plans to address compliance deficiencies
Monitoring and tracking of remediation progress and outcomes

Financial Crime

Anti-money laundering (AML) and counter-terrorist financing (CTF) risk assessments and mitigation strategies
Know Your Customer (KYC) and customer due diligence (CDD) program development and enhancement
Fraud detection and prevention measures, including transaction monitoring and suspicious activity reporting