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Novatus Global

Advisory Services

Transaction Reporting:

Transaction and Trade Reporting is an enormous challenge for every reporting eligible financial markets participant, not least because of the range and diversity of mandatory obligations in and between global reporting regimes.

Working directly with regulators and industry peers, we deliver cross-enterprise risk management efficiencies and practices that extend beyond regulatory obligations to contribute directly to your business success.

Diagnose

Of existing activity to ensure completeness and accuracy.

Implement

Of reporting frameworks for all global regimes and rewrite rules.

Remediation

Enhance MI risk reporting to optimise business decision-making.

Optimisation

Enhance operating models with comprehensive risk scenario & stress testing frameworks.

Back Reporting

Ensure any missed trades are reported to the regulator.

Pre trade Submission

Identify and resolve errors before submission to the regulator.

Post trade Submission

Determine where errors may exist across historic submissions.

Full Reconciliation

Of all trades to source systems, we are the only firm who offer this service.

Regulatory Compliance

Experience led, technology-enabled

Our dedicated and expert transaction/trade reporting consultants, and specialist service delivery teams, support every aspect of the end to end transaction lifecycle, pre to post trade, across all assets and reporting regimes.

Whether helping you to map/align your complex compliance obligations and reporting pathways, to providing fully managed transaction reporting solutions, we give you confidence of complete regulatory compliance.

Transaction Services

Regulatory Expertise

We do more transaction reporting work than any other firm. We have a dedicated team who work exclusively in this area, ready to support on your thematic projects and requirements.

Managed Reporting

Unparalleled Managed Services

If your firm is struggling to meet the regulators requirements, Novatus Global is your solution to ensuring the breadth and depth of reporting is covered in a cost-effective manner.

Our managed services mean we share your BaU burden, helping you manage costs whilst accessing the capacity and skills you need to remain compliant.

Recent Examples of Work

We delivered comprehensive transaction reporting remediation programmes across MiFID II and EMIR, ensuring all elements of the regulation are compliant.

We deliver a full suite of reporting assurance through our proprietary TRA tool.

Our team is currently supporting the delivery of EMIR REFIT, including analysis and programme management in line with the new rules.

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